What Is a MortgageBacked Security MBS 1

  • The MBS assumes the same characteristics as the collateral that secure the principal and interest payments.
  • Bonds that are based on collateral with fixed rates are called fixed rate MBS.
  • Bonds that are based on collateral with floating rates are called adjustable rate mortgage-backed securities, or ARMs
  • Bonds that are based on collateral with a fixed period and then a floating period of rates are called hybrid MBS. The most common hybrid MBS are 3/1, 5/1, 7/1, and 10/1, meaning a fixed period of 3, 5, 7, and 10 years, respectively, and then a rate reset every year.
  • Benefits of securitization to mortgage lenders include:
  • More efficient use of capital;
  • Increased velocity of origination (origination fee and servicing fee) ;
  • Greater balance sheet liquidity;
  • Funding diversification;
  • Asset-liability management;
  • Gain on sale accounting treatment (FAS#125);
  • Ability to manage portfolio growth; and
  • A business exit strategy.
  • Benefits to investors include:
  • Yield premium over Treasuries;
  • Limited credit risk; and
  • Liquidity.

■ MBS are currently the largest component of US fixed income markets based on outstanding balance.

US Treasuries US MBS US Corporates

Source: Federal Reserve Flow of Funds, June 10, 2004, debt growth table

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